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Fide Consulting
All Levels

CASS 15 Training for UK Safeguarding Institutions

Prepare for the FCA's new safeguarding regime under CASS 15

52 min17 lessons across 5 modules

£149.99

One-time payment · Lifetime access

  • Full video & reading content
  • Knowledge quizzes per module
  • Completion certificate (PDF)
  • Lifetime access + free updates
  • Learn at your own pace

What you'll learn

Understanding of the regulatory framework governing Client Assets (CASS)
Understand the key CASS requirements impacting safeguarding institutions (e-money and payment services firms)
Concise, easy to understand explanations of the CASS 15, CASS 10A and SUP 16 rules
Clear, practical guidance for building a strong and effective governance framework

Requirements

  • Basic familiarity with UK financial services regulation
  • No prior CASS knowledge required

Course content

5 modules · 17 lessons · 52 min

  • IntroductionFree preview
    1:36
  • Why is CASS importantFree preview
    1:59

What our students say

5 from verified 5-star reviews
V
Verified learner

I wasn't sure what to expect from this course, but this course is well done. The instructor was able to break down complex topics and provide clear guidance for adoption. I recommend it for anyone looking to understand the new CASS regulations.

V
Verified learner

The course gave me a good overview of CASS 15 and CASS 10A rules impacting our firm. The instructor explained the concepts very well.

V
Verified learner

It is hard to find high-quality training specifically for CASS 15 and the safeguarding requirements for Payment Services and E-Money firms, but this course nails it. The instructor clearly distinguishes how these rules differ from standard investment firm requirements. The breakdown of the CASS 10A Resolution Pack and the specific data fields needed for the SUP 16 Safeguarding Return was incredibly practical. If you work in a PI or EMI and need to prepare for your Annual CASS Audit, this is the course to take.

V
Verified learner

This course was very insightful and easy to understand. The instructor shared some good examples around CASS principles and how they apply.

V
Verified learner

Excellent course. The course learning objectives were well structured and addressed some of the concepts I was finding difficult to understand.

About this course

This course gives a practical overview of the FCA's Client Assets (CASS) rules and how they protect client funds. It covers key topics such as safeguarding, record-keeping, reporting, and the consequences of non-compliance. Participants will also learn about CASS 15, CASS 10A, SUP 16, and annual CASS audit requirements. It is ideal for compliance professionals, financial services staff, and anyone needing a clear introduction or refresher on client assets regulation.

About the instructor

Rose is a CASS specialist with over ten years' experience in CASS compliance and regulatory advisory. She has worked at JP Morgan within the CASS Governance and Oversight team, supporting multiple lines of business across Markets, Securities Services and Banking functions. She has demonstrable leadership in the execution and delivery of complex CASS audit and advisory engagements, including s166 projects for global custodians with the EY CASS team. She brings a wealth of experience to a broad spectrum of clients.

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